AS A LEADING FINANCE COMPANY IN THE REGION, OUR COMMITMENT TO COMPLY IS ESSENTIAL TO GUARANTEE THE TRUST OF OUR REGULATORS AND THE INVESTORS WE SERVE.
Today more than ever, building sustainable trust with regulators and investors is essential to the success and the competitiveness of our company.
Being the first independent finance company to be established in the UAE and one of the leaders in the region, Finance House has established a Compliance dedicated documentation / forms to demonstrate its high level of adherence to the relevant laws, regulations, standards and ethical practices and share its Compliance approach with external stakeholders.
For instance, in addition to updating our Wolfsberg due diligence questionnaire, Patriot Act Certificate and FW8BENE Form, Finance House has developed its Financial Crime Compliance Guidelines on the scheme designed to ensure complying with the various AML, Sanctions, KYC laws & regulations and to provide an overview on the related internal policies and procedures
The Compliance documentation, no doubt, will provide an overview on the effective Compliance program of Finance House and the initiatives developed to ensure complying with the relevant laws as well as prevent and detect violations to them.
This link is intended to provide a shortcut access to the Compliance Department to request such general compliance documentation, click here and not to provide legal advice.
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